Policy Theories in Public Policy Making

Document Type : Research Article

Author

Associate Professor of Public Policy, Faculty of Law and Political Science, University of Tehran, Tehran, Iran

Abstract

The aim of this article is to show that theorizing in the discipline of public policy has distinctive characteristics. Like other multidisciplinary (or interdisciplinary) fields, it has various theoretical sources and feeds from other fields in social sciences. Social science disciplines are all theoretically intermingled because they all focus on human behavior, so they can have common theoretical roots. But in any case, the question is, what is the distinctive feature of theories of public policy from other disciplines of social science. In other words, what is the special field of expertise in terms of theorizing? If public policy cannot find its distinctive feature, it will suffer from identity disorder. To overcome this difficulty, we introduce three levels of theories in public policy. The first level includes two main theories, namely policy cycle theory and typology theory, which, in a sense, bring structural theories to the field of policy making. The second level of public policy theories is usually focused on the phenomenon of decision-making in the public sector such as Multiple Stream Framework, Punctuated Equilibrium Theory, Narrative Theory, Coalition Theory, Institutionalism Development Theory etc., Even though these theories cannot be considered as exclusive theories of public policy, but they are frequently used in this discipline. The third level is policy theory, or program theory, which includes a set of underlying assumptions of a program, and explains why and how planned activities should lead to predefined goals and objectives through specific variables. Policy theories provide models of intervention in different sector of government. They are indirectly and tacitly extracted from second level of theories. For example, trilaterals model of policy making in labor policy could be referred to Institutionalism Development Theory. In real world policy making in government, what is mostly used is this third level of theory.

Keywords


  1. Ashtarian, Kioomars, Emami Meibody, Razieh. 2010. Tacit knowledge and technology transfer policies. University of Tehran Press (In Persian)
  2. Davidoff F, Dixon-Woods M, Leviton L, Michie S. Demystifying theory and its use in improvement. BMJ Qual Saf. 2015;24(3):228–38
  3. Fischer Frank, Gerald J. Miller, and Mara S. Sidney Handbook of Public Policy Analysis: Theory, Politics, and Methods, Routledge. 2006.
  4. Green, Celia, Carey, Gemma, and Joyce, Andrew. 2022.Application of theories of the policy process in research on consumption of sustainable diets: a systematic review, Green et al. BMC Public Health ,22:1335
  5. Howlett Michael,2009. Governance modes, policy regimes and operational plans: A multi-level nested model of policy instrument choice and policy design, Policy Sciences, 42(1): p.78
  6. Lowi, T. J. 1972a. 'Four Systems of Policy, Politics and Choice', Public Administration
  7. Maden, M., Cunliffe, A., McMahon, N. et al. 2017.. Use of programme theory to understand thloe differential effects of interventions across socio-economic groups in systematic reviews—a systematic methodology review. Syst Rev 6, 266
  8. Nash John B., Christoph Richter, and Heidrun Allert. 2009. Improving Evaluations in Computer-Supported Learning Projects Encyclopedia of Distance Learning, Second Edition Review 32, 298-310.
  9. Smith, Kevin and Larimer, Christopher. 2018. The Public Policy Theory Primer. Cambridge University Press